Tracy Ann Windham

CE No. APD887 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Ann Windham (), a licensed former licensee with CE reference APD887. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Liquidnet Asia Limited
利貫交易網亞洲有限公司
Rep Type 1 — Dealing in securities 2007-08-16 2014-08-31
Liquidnet Asia Limited
利貫交易網亞洲有限公司
Rep Type 7 — Providing automated trading services 2007-08-16 2014-08-31

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