Tracy Ann Windham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Ann Windham ( ), a licensed former licensee with CE reference APD887. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2014-08-31 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-08-16 | 2014-08-31 |