Brendan Thomas Sands
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brendan Thomas Sands ( ), a licensed former licensee with CE reference APD507. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-25 | 2010-08-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-20 | 2010-08-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-18 | 2010-04-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-04 | 2009-09-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-06 | 2009-03-04 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-28 | 2009-04-24 |