Richard Yau Lun Wang
王幼倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Yau Lun Wang (王幼倫), a licensed former licensee with CE reference APD437. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-30 | 2022-12-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-30 | 2022-12-30 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-11 | 2010-06-24 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2007-06-28 | 2010-06-24 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2007-06-28 | 2010-06-24 |