Benjamin Robert Happ
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Robert Happ, a licensed former licensee with CE reference APD098. This person has 10.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Myriad Asset Management Limited 萬方資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-05-07 | 2020-04-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-31 | 2012-09-06 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-06-29 | 2009-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Benjamin Robert Happ during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.