Benjamin Robert Happ
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Robert Happ ( ), a licensed former licensee with CE reference APD098. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Myriad Asset Management Limited 萬方資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-07 | 2020-04-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-31 | 2012-09-06 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-06-29 | 2009-06-30 |