Peggy Pui Kei Sem
沈佩琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Pui Kei Sem (沈佩琪), a licensed former licensee with CE reference APC636. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-06-16 | 2009-03-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-17 | 2009-03-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-26 | 2009-03-27 |