David John Chalmers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David John Chalmers ( ), a licensed former licensee with CE reference APC390. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-20 | 2010-06-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-20 | 2009-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2007-06-20 | 2009-03-31 |