Ka Man (SFC:APC145) Lau
劉嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:APC145) Lau (劉嘉敏), a licensed former licensee with CE reference APC145. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2009-11-20 | 2010-07-19 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-24 | 2010-07-19 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-27 | 2009-01-29 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2007-07-27 | 2009-01-29 |