Tai Shan Ng
吳泰山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Shan Ng (吳泰山), a licensed former licensee with CE reference APB752. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-06-17 | 2020-01-23 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-18 | 2021-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-17 | 2021-09-29 |