Kenji Harashima
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenji Harashima ( ), a licensed former licensee with CE reference APB637. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-04-15 | 2022-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-04-15 | 2022-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-03-20 | 2019-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-03-20 | 2019-03-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-13 | 2018-09-12 |