So Ching Law
羅素貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ching Law (羅素貞), a licensed former licensee with CE reference APB509. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-12 | 2008-11-24 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-21 | 2008-06-05 |