Shih-Che (SFC:APB417) Chen
陳士哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shih-Che (SFC:APB417) Chen (陳士哲), a licensed former licensee with CE reference APB417. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-28 | 2009-07-31 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2009-07-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2008-05-14 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-04 | 2008-05-14 |