Tien-Yu Chan

CE No. APA081 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien-Yu Chan, a licensed former licensee with CE reference APA081. This person has 1.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司		 Rep Type 4 - Advising on securities 2008-10-23 2009-06-17
CLSA Research Limited
里昂證券投資研究有限公司		 Rep Type 4 - Advising on securities 2007-06-25 2008-08-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tien-Yu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Johannes Yu Hang Au CLSA Research Limited 2007–2008
Ting Sze Tsoi CLSA Research Limited 2007–2008
Ching Jen Kan CLSA Research Limited 2007–2008
Wei Dai CLSA Research Limited 2007–2008
Siu Cheong Chan CLSA Research Limited 2007–2008
Shaun Donald Cochran CLSA Research Limited 2007–2008
Alfred Olmedo Dy CLSA Research Limited 2007–2008
Heung Yik Leung CLSA Research Limited 2007–2008
Yew Kiang Wong CLSA Research Limited 2007–2008
Edmund Hugh Bradley CLSA Research Limited 2007–2008
Wai Lok Man CLSA Research Limited 2007–2008
Christopher James Russell Wood CLSA Research Limited 2007–2008
Charles Anthony Yonts CLSA Research Limited 2007–2008
Ming-Kai Cheng CLSA Research Limited 2007–2008
Tien Chu CLSA Research Limited 2007–2008
Amar Singh Gill CLSA Research Limited 2007–2008
James Gruber CLSA Research Limited 2007–2008
Wing Lok Kwan CLSA Research Limited 2007–2008
Christopher Michael Lobello CLSA Research Limited 2007–2008
Paul Conor McKenzie CLSA Research Limited 2007–2008
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