Tien-Yu Chan

CE No. APA081 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien-Yu Chan (), a licensed former licensee with CE reference APA081. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 — Advising on securities 2008-10-23 2009-06-17
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 — Advising on securities 2007-06-25 2008-08-30

Related