Tien-Yu Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tien-Yu Chan ( ), a licensed former licensee with CE reference APA081. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-23 | 2009-06-17 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-25 | 2008-08-30 |