Dae Ho Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dae Ho Kim ( ), a licensed former licensee with CE reference AOZ087. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) |
Rep | Type 4 — Advising on securities | 2007-05-25 | 2008-01-01 |
| Oasis Management (Hong Kong) |
Rep | Type 5 — Advising on futures contracts | 2007-05-25 | 2008-01-01 |
| Oasis Management (Hong Kong) |
Rep | Type 9 — Asset management | 2007-05-25 | 2008-01-01 |