Dae Ho Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dae Ho Kim, a licensed former licensee with CE reference AOZ087. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | Rep | Type 4 - Advising on securities | 2007-05-25 | 2008-01-01 |
| Oasis Management (Hong Kong) | Rep | Type 5 - Advising on futures contracts | 2007-05-25 | 2008-01-01 |
| Oasis Management (Hong Kong) | Rep | Type 9 - Asset management | 2007-05-25 | 2008-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dae Ho Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.