Stephen Scott Schumm
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Scott Schumm ( ), a licensed former licensee with CE reference AOY791. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-28 | 2010-06-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-28 | 2010-06-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-05-28 | 2010-06-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-05-28 | 2010-06-21 |