Caroline Nelly Paul Maes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Nelly Paul Maes ( ), a licensed former licensee with CE reference AOY692. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-02 | 2012-08-04 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-04 | 2009-10-16 |