Caroline Nelly Paul Maes

CE No. AOY692 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Nelly Paul Maes (), a licensed former licensee with CE reference AOY692. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2011-09-02 2012-08-04
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 - Advising on securities 2007-06-04 2009-10-16

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