Geng (SFC:AOY114) Chen
陳耿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geng (SFC:AOY114) Chen (陳耿), a licensed former licensee with CE reference AOY114. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenzhen Capital (International) Asset Management Company Limited 遠致投資(國際)資產管理有限公司 |
RO | Type 9 — Asset management | 2020-04-01 | 2021-03-24 |
| Shenzhen Capital (International) Asset Management Company Limited 遠致投資(國際)資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-11 | 2020-04-01 |
| Shenzhen Capital (International) Asset Management Company Limited 遠致投資(國際)資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-17 | 2019-11-20 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-30 | 2015-07-26 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-27 | 2012-06-08 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-16 | 2010-12-16 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-16 | 2008-02-25 |