Xiaorong Liu
劉曉蓉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaorong Liu (劉曉蓉), a licensed former licensee with CE reference AOX382. This person has 5.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-01 | 2013-07-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-11-01 | 2013-07-31 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaorong Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.