Karen Wai Ching Chau
周惠貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Wai Ching Chau (周惠貞), a licensed former licensee with CE reference AOV686. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-05 | 2008-10-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-05 | 2008-10-01 |