Ali Reza Towfighi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ali Reza Towfighi ( ), a licensed former licensee with CE reference AOV143. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-31 | 2015-05-08 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-31 | 2015-05-08 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-02-26 | 2013-05-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 — Advising on securities | 2010-02-26 | 2013-05-31 |