Lai Shan Kwok
郭麗珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Shan Kwok (郭麗珊), a licensed former licensee with CE reference AOU973. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-11 | 2011-08-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-11 | 2011-08-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-17 | 2007-11-06 |