Adam Joseph Worthington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Joseph Worthington ( ), a licensed former licensee with CE reference AOU960. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-15 | 2019-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-15 | 2019-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-05-15 | 2017-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-07 | 2014-04-30 |