John Barrington Pearce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Barrington Pearce ( ), a licensed former licensee with CE reference AOU600. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-08-29 | 2008-12-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-08-29 | 2008-12-31 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2007-05-23 | 2008-12-31 |