Samuel Jeremy Baillie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Jeremy Baillie ( ), a licensed former licensee with CE reference AOU472. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-19 | 2011-06-17 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-11-26 | 2011-06-17 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-10 | 2011-06-17 |