Alexis Laura Dunham Versandi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Laura Dunham Versandi, a licensed former licensee with CE reference AOT951. This person has 2.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Gavekal Asia Limited | Rep | Type 9 - Asset management | 2010-07-07 | 2011-10-03 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2009-05-12 | 2009-05-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-04 | 2008-11-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-04-04 | 2008-11-17 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexis Laura Dunham Versandi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.