Alexis Laura Dunham Versandi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Laura Dunham Versandi ( ), a licensed former licensee with CE reference AOT951. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Gavekal Asia Limited | Rep | Type 9 — Asset management | 2010-07-07 | 2011-10-03 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2009-05-12 | 2009-05-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-04 | 2008-11-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-04-04 | 2008-11-17 |