Hau Yip Chong
莊孝業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Yip Chong (莊孝業), a licensed former licensee with CE reference AOT758. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-10-29 | 2022-04-01 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-07 | 2022-04-01 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-18 | 2020-09-04 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-20 | 2020-09-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-03 | 2011-12-13 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-13 | 2010-01-29 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-30 | 2009-03-01 |