Phyllis Tze Wan Lam
林紫芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phyllis Tze Wan Lam (林紫芸), a licensed former licensee with CE reference AOT555. This person has 2.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-02 | 2009-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Phyllis Tze Wan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.