Helen Kam Yan Lo
勞錦欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Kam Yan Lo (勞錦欣), a licensed former licensee with CE reference AOS365. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiantu Asset Management Company Limited 天圖資產管理有限公司 |
RO | Type 9 — Asset management | 2021-09-17 | 2024-07-02 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-18 | 2020-08-31 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
RO | Type 9 — Asset management | 2019-04-18 | 2020-08-31 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-07-21 | 2017-07-19 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
RO | Type 9 — Asset management | 2016-07-21 | 2017-07-19 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2016-07-21 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-18 | 2016-07-21 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 9 — Asset management | 2013-03-22 | 2016-07-15 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2007-03-19 | 2008-07-01 |