Dominic James Evans
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic James Evans ( ), a licensed former licensee with CE reference AOS353. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-19 | 2007-09-30 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-03-19 | 2007-09-30 |