Ka Wai Chan

陳嘉威
CE No. AOS339 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Chan (陳嘉威), a licensed former licensee with CE reference AOS339. This person has 12.1 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
Hoi Sang Securities Limited
海生證券有限公司
Rep Type 1 - Dealing in securities 2009-04-15 2019-11-29
Greentech Technology Asset Management Company Limited
綠科科技資產管理有限公司
Rep Type 4 - Advising on securities 2007-05-17 2008-10-20
Greentech Technology Asset Management Company Limited
綠科科技資產管理有限公司
Rep Type 9 - Asset management 2007-05-17 2008-10-20

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tat Chee Chan Hoi Sang Securities Limited 2009–2019
Kam Chun Chow Hoi Sang Securities Limited 2009–2019
Kwok Sun Yeung Hoi Sang Securities Limited 2009–2019
Ting Ting Lau Hoi Sang Securities Limited 2009–2019
Yoav Lewit Greentech Technology Asset Management Company Limited 2007–2008
Chihiro Sawai Greentech Technology Asset Management Company Limited 2007–2008
Esther Yuk Fu Tong Greentech Technology Asset Management Company Limited 2007
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