Joo Yeon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joo Yeon Kim, a licensed former licensee with CE reference AOS021. This person has 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2007-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joo Yeon Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.