Qi (SFC:AOR653) Shen
沈奇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:AOR653) Shen (沈奇), a licensed former licensee with CE reference AOR653. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-13 | 2017-11-20 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-13 | 2017-11-20 |
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-13 | 2017-11-20 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-15 | 2012-03-17 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-15 | 2011-04-01 |