Nicholas Paul Currell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Paul Currell ( ), a licensed former licensee with CE reference AOR110. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-07 | 2007-07-04 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-07 | 2007-07-04 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-03-07 | 2007-07-04 |