Siu Po Tam
譚肇波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Po Tam (譚肇波), a licensed former licensee with CE reference AOO245. This person has 7.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-03 | 2021-03-12 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-22 | 2018-08-17 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-22 | 2018-08-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-07 | 2010-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Po Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.