Kwok Wai Tang
鄧國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Tang (鄧國威), a licensed former licensee with CE reference AON379. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-02 | 2007-11-01 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-02 | 2007-11-01 |