Evan Arthur Hale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Evan Arthur Hale ( ), a licensed former licensee with CE reference AON298. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-20 | 2012-05-31 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 |
Rep | Type 9 — Asset management | 2011-12-20 | 2012-05-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-16 | 2008-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-03-16 | 2008-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 9 — Asset management | 2007-03-16 | 2008-12-31 |