Jie Yao
姚杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Yao (姚杰), a licensed former licensee with CE reference AOM703. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-18 | 2016-06-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-18 | 2016-06-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-26 | 2011-02-28 |