Nicholas David Swain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas David Swain, a licensed former licensee with CE reference AOL242. This person has 9.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| InnoFusion Capital Management Limited | RO | Type 9 - Asset management | 2007-12-03 | 2017-06-19 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas David Swain during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Cheong Leung | InnoFusion Capital Management Limited | 2007–2017 |
| da Li | InnoFusion Capital Management Limited | 2011–2017 |
| Jing Fu | InnoFusion Capital Management Limited | 2008–2010 |
| Zhiyan Xu | InnoFusion Capital Management Limited | 2012–2014 |
| Haoyun Xu | InnoFusion Capital Management Limited | 2009–2011 |
| Man Kit Lo | InnoFusion Capital Management Limited | 2007–2009 |