Nicholas David Swain
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas David Swain ( ), a licensed former licensee with CE reference AOL242. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| InnoFusion Capital Management Limited | RO | Type 9 — Asset management | 2007-12-03 | 2017-06-19 |