Monica Rocha de Carvalho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Rocha de Carvalho, a licensed former licensee with CE reference AOK968. This person has 2.0 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Itau Asia Securities Limited 億達富亞洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-02 | 2009-02-20 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Monica Rocha de Carvalho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Julia Chen | Itau Asia Securities Limited | 2007–2009 |
| Thomas John Decoene | Itau Asia Securities Limited | 2007–2009 |
| Gerson Hideaki Konishi | Itau Asia Securities Limited | 2007–2009 |
| Roberto Massaru Nishikawa | Itau Asia Securities Limited | 2007–2009 |
| Winson Wai Fat Liu | Itau Asia Securities Limited | 2007–2009 |
| Carlos Augusto Hassui | Itau Asia Securities Limited | 2007–2008 |
| Kwok Wing Lee | Itau Asia Securities Limited | 2007–2008 |
| Jack Wentao Xu | Itau Asia Securities Limited | 2008–2009 |