Wai Gwan Yam
任唯鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Gwan Yam (任唯鈞), CE reference AOK736. Currently licensed at 1 firm(s): Guochuang Securities Financial Holding Group Co., Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-30 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-05 | 2023-10-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-13 | 2011-12-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-16 | 2007-10-11 |