Wai Gwan Yam
任唯鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Gwan Yam (任唯鈞), a licensed former licensee with CE reference AOK736. This person has 14.5 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guochuang Securities Financial Holding Group Co., Limited 國創證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-30 | 2026-04-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-05 | 2023-10-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2011-12-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-16 | 2007-10-11 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Gwan Yam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.