Chi Wai Tam
譚志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Tam (譚志偉), a licensed former licensee with CE reference AOK558. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-04 | 2011-07-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-23 | 2008-01-15 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-01-18 | 2007-04-06 |