Chi Wai Tam
譚志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Tam (譚志偉), a licensed former licensee with CE reference AOK558. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-04 | 2011-07-09 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-23 | 2008-01-15 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-01-18 | 2007-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.