Yin (SFC:AOJ769) Huang
黃殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin (SFC:AOJ769) Huang (黃殷), a licensed former licensee with CE reference AOJ769. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-26 | 2023-12-22 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 4 — Advising on securities | 2021-05-26 | 2023-12-22 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 9 — Asset management | 2021-05-26 | 2023-12-22 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 1 — Dealing in securities | 2020-02-24 | 2021-05-24 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 4 — Advising on securities | 2020-02-24 | 2021-05-24 |
| COS-Capital Hong Kong International Co. Limited |
RO | Type 9 — Asset management | 2020-02-24 | 2021-05-24 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-04 | 2019-06-04 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-06-04 | 2019-06-04 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-06-04 | 2019-06-04 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-21 | 2018-06-04 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-21 | 2018-06-04 |
| HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-21 | 2018-06-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-04-29 | 2015-04-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-01-08 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-24 | 2015-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-15 | 2009-06-19 |