Xiaoli (SFC:AOJ577) Ma
馬晓立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli (SFC:AOJ577) Ma (馬晓立), a licensed former licensee with CE reference AOJ577. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-02 | 2010-11-25 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-08 | 2007-08-12 |