Fangming Shi
施方明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fangming Shi (施方明), a licensed former licensee with CE reference AOJ001. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2018-08-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-30 | 2018-08-12 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-11-13 | 2017-09-14 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-12-29 | 2008-10-16 |