Simon Andrew Shepherd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Andrew Shepherd ( ), a licensed former licensee with CE reference AOG700. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-07 | 2008-03-31 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-12-07 | 2008-03-31 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2006-12-07 | 2008-03-31 |