Nga Li Lai
賴雅莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Li Lai (賴雅莉), a licensed former licensee with CE reference AOG201. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2009-06-12 | 2011-06-15 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-05-14 | 2011-06-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-16 | 2009-04-17 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-18 | 2009-03-12 |