Patrice Cohen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrice Cohen, a licensed former licensee with CE reference AOE136. This person has 2.6 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-25 | 2021-01-21 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-06-25 | 2021-01-21 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 4 - Advising on securities | 2018-06-25 | 2021-01-21 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrice Cohen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Alexander Mark Colin-Jones | Louis Capital Markets (Hong Kong) Limited | 2018–2020 |
| Cheong Choon Oh | Louis Capital Markets (Hong Kong) Limited | 2018–2020 |
| Timothy Charles Plunkett | Louis Capital Markets (Hong Kong) Limited | 2018–2020 |