Shiu Hong Chu
朱紹康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Hong Chu (朱紹康), a licensed former licensee with CE reference AOC974. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-02 | 2008-10-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-02 | 2008-10-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-20 | 2007-10-12 |