Diana Lai On Siu
蕭麗安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Lai On Siu (蕭麗安), a licensed former licensee with CE reference AOC905. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-13 | 2007-11-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-02 | 2007-11-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-02 | 2007-11-13 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-31 | 2006-12-22 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-10-31 | 2006-12-22 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 — Asset management | 2006-10-31 | 2006-12-22 |