Kwok Chuen Liu
廖國銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chuen Liu (廖國銓), a licensed former licensee with CE reference AOB584. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-04 | 2014-07-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-20 | 2007-07-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-20 | 2007-07-12 |