Ken Chen
陳懇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Chen (陳懇), a licensed former licensee with CE reference AOB367. This person has 3.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-25 | 2010-07-09 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-07-18 | 2010-07-09 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yong Ye | GF Capital (Hong Kong) Limited | 2007–2010 |
| Ka Hung Wan | GF Capital (Hong Kong) Limited | 2007–2010 |
| Xianghong Lin | GF Capital (Hong Kong) Limited | 2007–2010 |
| Ka Wing Lee | GF Capital (Hong Kong) Limited | 2007–2010 |
| Kwok Fai Ng | GF Capital (Hong Kong) Limited | 2007–2010 |
| Guangbin Wu | GF Capital (Hong Kong) Limited | 2007–2010 |
| Ka Him Chiu | GF Capital (Hong Kong) Limited | 2007–2010 |
| Xinyue Li | GF Capital (Hong Kong) Limited | 2007–2010 |
| Haobiao Peng | GF Capital (Hong Kong) Limited | 2007–2009 |
| Yi Luo | GF Capital (Hong Kong) Limited | 2008–2009 |
| Qun Ren | GF Capital (Hong Kong) Limited | 2007–2008 |
| Hiu Yi Leung | GF Capital (Hong Kong) Limited | 2010 |
| Xin Song | GF Capital (Hong Kong) Limited | 2010 |
| Kai Ching Leung | GF Capital (Hong Kong) Limited | 2010 |